The introduction of near real-time trade reporting set to be extended beyond equity markets as part of MiFID II will broaden the visibility of trading activity in listed and OTC instruments – but how ...
Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, has completed its second annual MiFID II & Best Execution survey which shows that ...
Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements. The UK financial watchdog has said it will take a ‘pragmatic’ approach to ...
Ullink’s automated trade reporting solution covers cross-asset class reporting requirements and provides a centralized dashboard displaying reporting status and abilities to amend or cancel reports ...
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Of the 3,724 UK investment firms which must report transactions under ...
The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate. The UK’s financial regulator has handed UBS a fine of £27.6 million ...
Close to 50 percent of investment managers and consultants believe client reporting is the greatest implementation challenge presented by the second Markets in Financial Instruments Directive (MiFID ...
CHICAGO, Oct. 10, 2017 /PRNewswire/ -- In response to industry demand for a turnkey MiFID II reporting solution, Born Technology's CrossCheck™ now delivers Transaction Reports to EU Regulators.
LONDON, June 15, 2017 (GLOBE NEWSWIRE) -- Trax®, a subsidiary of MarketAxess Holdings, Inc. and a leading provider of regulatory reporting, trade matching and capital market data services, and Bats ...
QomplyDirect has awoken financial firms to the prospect of taking control of their MiFID reporting and eliminating extra services and unnecessary costs. The premise is straight-forward — QomplyDirect ...
A not-for-profit industry body tasked with easing regulatory reporting requirements is currently selecting a vendor to build a centralized reporting platform. The Investing and Savings Alliance (TISA) ...
The red light is ‘blinking’ – but are you sure you’re recording? Investment banks know they need to record their trades or face the wrath of the regulator. However, too often it is taken for granted ...
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